U.S. SECURITIES LAW FOR INTERNATIONAL FINANCIAL TRANSACTIONS & CAPITAL MARKETS
This course provides an in-depth examination of the U.S. securities law applicable to international financial transactions and capital markets. The course will explore the central principles, rules, and regulations governing these transactions under the U.S. Securities Act of 1933, the Securities Exchange Act of 1934, and the Sarbanes-Oxley Act. We will delve into the complexities of regulatory enforcement, compliance, and the role of the Securities and Exchange Commission (SEC).
Course Objectives:
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To understand the foundation and structure of U.S. securities laws and how they apply to international financial transactions.
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To gain a deep understanding of the role of the SEC in enforcing securities laws and the implications for international transactions.
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To understand the key elements of securities litigation and enforcement, including securities fraud.
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To analyze and interpret complex securities law problems, particularly as they relate to cross-border transactions and capital markets.