LEGAL ASPECTS OF MUTUAL FUNDS
This course is an in-depth investigation into the various laws, regulations, and cases that shape and govern the mutual funds industry. This course aims to provide students with a comprehensive understanding of the legal challenges and obligations associated with creating, managing, and distributing mutual funds. The course will also delve into the evolving regulatory landscape, exploring key issues like fiduciary duties, compliance, disclosures, and litigation.
Course Objectives
- To explore the foundational legal principles that underlie the mutual funds industry.
- To gain a deep understanding of the complex regulatory frameworks governing mutual funds.
- To explore fiduciary responsibilities and ethical considerations for lawyers working in this field.
- To study leading case law and recent legal developments affecting mutual funds.
- To understand how compliance and risk management interact in the mutual funds industry.
COURSE LEVEL: Advanced
COURSE FORMAT: Audio/Video
CERTIFICATE OF COMPLETION
REGULAR PRICE: $359.00
SALE PRICE: $149.00
