This advanced law course explores the legal complexities surrounding compliance in Family Office Operations. Designed for students, in-house counsel, and compliance professionals who aim to specialize in the intricacies of family office regulation, the course delves into relevant statutes, regulatory frameworks, and case law affecting family offices. The course will also examine the interplay of laws governing privacy, anti-money laundering (AML), estate planning, taxation, and risk management.
Course Objectives
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To provide students with an in-depth understanding of the legal structures typically used in family office settings.
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To explore the regulatory landscape that family offices must navigate, including but not limited to, SEC regulations, FINRA, AML laws, and IRS guidelines.
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To evaluate the potential legal risks involved in family office operations and recommend strategies for mitigating such risks.
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To investigate the importance and complexities of client confidentiality and data protection laws in the family office context.
