COMPLIANCE IN STRUCTURED PRODUCTS
This advanced law course is designed for professionals, compliance officers, and students who seek to delve deep into the compliance landscape surrounding structured products. Structured products are complex financial instruments, usually derivatives, that are based on a single asset, multiple assets, or indices. This course aims to explore the nuances and intricacies of legal compliance and regulatory obligations pertaining to structured products, examining various jurisdictional frameworks and practical issues.
Course Objectives
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To gain a thorough understanding of the legal frameworks regulating structured products.
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To analyze and comprehend the role of compliance officers in maintaining regulatory compliance.
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To understand the complexities and dynamics of compliance across multiple jurisdictions.
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To explore current and future trends in structured product compliance.