SECURITIES REGULATION AND COMPLIANCE
This advanced course on Securities Regulation and Compliance offers an in-depth exploration of the legal principles, regulatory policies, and practical considerations underlying the operation and oversight of securities markets. It combines theoretical foundations with real-world applications to provide students with the tools needed to navigate the complex landscape of securities regulation and to comply with pertinent laws and regulations. Emphasizing active engagement with primary sources, case law, and regulatory materials, the course fosters critical thinking and analysis, professional skills, and ethical awareness.
