SECURITIES LAW
This advanced course on Securities Law focuses on the legal framework and governance over securities and financial markets in the United States. It will provide an in-depth understanding of the role and operation of the Securities and Exchange Commission (SEC), securities regulations including the Securities Act of 1933, Securities Exchange Act of 1934, Sarbanes-Oxley Act, and Dodd-Frank Act, and topics related to corporate finance, including initial public offerings (IPOs), securities fraud, and insider trading. The course will cover landmark court cases and explore the ongoing evolution of securities law.
Course Objectives:
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To provide a comprehensive understanding of the U.S. securities law framework and the function of the SEC.
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To enhance understanding of the major securities regulations and their implications for businesses and financial markets.
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To analyze key court cases and their role in shaping securities law.
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To discuss the ethical and legal issues surrounding securities fraud and insider trading.
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To understand the impact of technological advancements on securities law and regulations.