INVESTMENT MANAGEMENT REGULATION
This advanced course provides an in-depth examination of the regulatory framework governing investment management in the United States. The course covers key legislation, rules, and guidelines impacting asset management, including mutual funds, hedge funds, and private equity funds. It aims to provide a comprehensive understanding of the underlying policy rationales, ongoing legal challenges, and potential reforms in the sector.
Course Objectives
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To provide a comprehensive understanding of the key laws, regulations, and administrative guidelines governing investment management.
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To discuss the ethical considerations and responsibilities of investment managers.
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To identify and evaluate ongoing challenges and legal reforms in investment management regulation.
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To develop problem-solving skills through analysis of case law, real-world scenarios, and hypotheticals.