FINANCIAL DERIVATIVES REGULATION
This course provides an advanced examination of the legal and regulatory framework that governs financial derivatives in the United States and internationally. The course is designed to equip students with in-depth understanding of the key issues surrounding the regulation of financial derivatives, such as options, futures, and swaps, among others. Topics include the Dodd-Frank Act, regulatory authorities such as the CFTC and SEC, compliance measures, case law, and emerging trends in the regulation of derivative markets.
Course Objectives:
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To provide an in-depth understanding of the legal and regulatory architecture governing financial derivatives.
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To examine landmark legislation and case law that have shaped the derivatives market.
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To analyze the role of regulatory bodies like the CFTC, SEC, and international counterparts in enforcing regulations.
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To evaluate the effectiveness of current regulations and explore emerging trends and challenges.