DODD-FRANK ACT COMPLIANCE
This course is designed to provide comprehensive, in-depth training for legal professionals, compliance officers, risk managers, and financial industry professionals. This course goes beyond theoretical understanding and delves into practical application and implementation of the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
The Dodd-Frank Act represents a significant change in the regulation of financial services in the United States, and this course is structured to provide students with the practical knowledge necessary to navigate, implement, and comply with the complex legal frameworks therein.
Course Objectives
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Analyzing the origins and historical context leading to the enactment of the Dodd-Frank Act.
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In-depth examination of the various titles, provisions, and regulatory requirements of the Act.
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Implementation of compliance policies, risk management strategies, and regulatory reporting obligations.
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Evaluation of key court cases and enforcement actions relating to Dodd-Frank compliance.
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Understanding the ethical implications of compliance and non-compliance.
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Discussion of the potential future developments and amendments to the Act.