COMPLIANCE IN DERIVATIVE MARKETS
This course aims to provide an in-depth understanding of the regulatory framework, legal principles, and compliance measures pertinent to derivative markets. Participants will delve into the complexities surrounding OTC derivatives, standardized contracts, the role of clearinghouses, and the international dimensions of compliance. The course is designed for professionals, and students with a fundamental background in financial law, seeking an advanced level of understanding of compliance in derivative markets.
Course Objectives:
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Understand the architecture and functioning of derivative markets.
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Develop a robust understanding of the legal and regulatory framework governing derivative markets.
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Gain insights into compliance measures to mitigate risk and adhere to regulations.
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Analyze the role and duties of compliance officers and legal advisors in derivative markets.
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Explore the international dimensions of compliance in derivative markets.
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Assess the impact of emerging trends and technologies on compliance measures.