CAPITAL MARKETS LAW COURSES
FEATURED COURSES
CAPITAL MARKETS LAW COURSES
• VENTURE CAPITAL & SMALL BUSINESS FINANCING
• U.S. SECURITIES LAW FOR INTERNATIONAL FINANCIAL TRANSACTIONS & CAPITAL MARKETS
• THE VOLCKER RULE
• THE VOLCKER REGULATIONS
• THE LAW OF RESTRICTED SECURITIES & RESALES
• THE LAW OF MUTUAL FUND SALES
• THE LAW OF BROKER-DEALER OPERATIONS
• THE COST OF CAPITAL
• SOFT DOLLARS, MiFID II & OTHER TRADING ACTIVITIES
• SEED-STAGE VENTURE INVESTING
• SECURITIES FRAUD
• SECURITIES CRIMES
• SECURITIES & FEDERAL CORPORATE LAW
• SARBANES-OXLEY ACT
• REGULATION OF INVESTMENT ADVISERS
• REGULATION OF FINANCIAL PLANNERS
• REGULATION OF BROKER-DEALER
• REGULATION “D” OFFERINGS
• PUBLIC FINANCE TRENDS & REGULATIONS
• PUBLIC & PRIVATE OFFERINGS OF SECURITIES
• OTC DERIVATIVES REGULATION
• MUTUAL FUND REGULATION & COMPLIANCE
• MORTGAGE-BACKED SECURITIES
• LIABILITIES OF ATTORNEYS & ACCOUNTANTS IN SECURITIES TRANSACTIONS
• LEGAL & CONDUCT RISK IN FINANCIAL MARKETS
• LAW OF PRIVATE INVESTMENT FUNDS
• INVESTMENT MANAGEMENT & FIDUCIARY SERVICES
• INTERNATIONAL SECURITIES
• INTERNATIONAL SECURITIES REGULATION
• INTERNATIONAL REGULATION OF FINANCE & INVESTMENT
• INTERNATIONAL DIMENSIONS OF U.S. SECURITIES LAW
• INTERNATIONAL CAPITAL MARKETS & SECURITIES REGULATION
• INITIAL PUBLIC OFFERINGS (IPOs)
• GOING PUBLIC AND THE PUBLIC CORPORATION
• GLOBAL VENTURE CAPITAL
• FORMATION & FINANCING OF EMERGING GROWTH COMPANIES
• FINTECH & BANKING LAW
• FINANCING THE CORPORATION
• FINANCIAL SERVICES LAW
• FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE
• EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933
• CROWDFUNDING- LEGAL GUIDE TO INVESTMENT AND PLATFORM REGULATION
• CORPORATE DIVIDENDS AND STOCK REPURCHASES
• CONSUMER PROTECTION & MORTGAGE REGULATION UNDER DODD-FRANK
• CONSUMER CREDIT COMPLIANCE LAW
• COMPENSATION FOR EMERGING GROWTH COMPANIES
• COMMERCIAL ASSET-BASED FINANCING
• CAPITAL MARKETS, FINANCIAL MANAGEMENT, & INVESTMENT MANAGEMENT
• BANKRUPTCY LAW FOR LENDERS
• BANK UNDERWRITING, DEALING AND BROKERAGE ACTIVITIES
• ADVANCED MERGERS AND ACQUISITIONS