• VENTURE CAPITAL & SMALL BUSINESS FINANCING
• THE VOLCKER RULE
• THE VOLCKER REGULATIONS
• THE LAW OF RESTRICTED SECURITIES & RESALES
• THE LAW OF MUTUAL FUND SALES
• THE LAW OF BROKER-DEALER OPERATIONS
• SOFT DOLLARS, MiFID II & OTHER TRADING ACTIVITIES
• SEED-STAGE VENTURE INVESTING
• SECURITIES FRAUD
• SECURITIES CRIMES
• SECURITIES & FEDERAL CORPORATE LAW
• SARBANES-OXLEY ACT
• REGULATION OF FOREIGN BANKS & AFFILIATES IN THE U.S.
• REGULATION OF FINANCIAL PLANNERS
• REGULATION OF BROKER-DEALER
• REAL ESTATE & MORTGAGE BANKING
• PUBLIC FINANCE TRENDS & REGULATIONS
• PRINCIPLES OF BANKING LAW
• OTC DERIVATIVES REGULATION
• MONEY LAUNDERING, ASSET FORFEITURE, AND INTERNATIONAL FINANCIAL CRIMES
• LIABILITIES OF ATTORNEYS & ACCOUNTANTS IN SECURITIES TRANSACTIONS
• LEGAL & CONDUCT RISK IN FINANCIAL MARKETS
• LAW OF PRIVATE INVESTMENT FUNDS
• INVESTMENT MANAGEMENT & FIDUCIARY SERVICES
• INTERNATIONAL SECURITIES

• INTERNATIONAL SECURITIES REGULATION
• INTERNATIONAL REGULATION OF FINANCE & INVESTMENT
• INTERNATIONAL DIMENSIONS OF U.S. SECURITIES LAW
• INTERNATIONAL CAPITAL MARKETS & SECURITIES REGULATION
• INITIAL PUBLIC OFFERINGS (IPOs)
• INFORMATION SECURITY- INTERNATIONAL LAW & COMPLIANCE
• GOING PUBLIC AND THE PUBLIC CORPORATION
• FORMATION & FINANCING OF EMERGING GROWTH COMPANIES
• FINTECH & BANKING LAW
• FINANCING THE CORPORATION
• FINANCIAL SERVICES LAW
• FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE
• ESSENTIALS OF BANKING
• EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933
• CROWDFUNDING- LEGAL GUIDE TO INVESTMENT AND PLATFORM REGULATION
• CORPORATE DIVIDENDS AND STOCK REPURCHASES
• CONSUMER PROTECTION & MORTGAGE REGULATION UNDER DODD-FRANK
• CONSUMER CREDIT COMPLIANCE LAW
• COMPENSATION FOR EMERGING GROWTH COMPANIES
• COMMERCIAL ASSET-BASED FINANCING
• CAPITAL MARKETS, FINANCIAL MANAGEMENT, & INVESTMENT MANAGEMENT
• BANKRUPTCY LAW FOR LENDERS
• BANKING CRIMES- FRAUD, MONEY LAUNDERING AND EMBEZZLEMENT
• BANK UNDERWRITING, DEALING AND BROKERAGE ACTIVITIES