THE LAW OF SECURITIES CREDIT
This course is an advanced study of the laws and regulations pertaining to securities credit. It delves deeply into the legal framework, regulatory bodies, financial instruments, risks, and ethical considerations that govern and guide the domain of securities credit. This course is designed for students or professionals who already have a foundational understanding of securities law and financial regulations and are keen on specializing in securities credit.
Course Objectives:
-
Understand and apply the legal principles related to securities credit.
-
Understand the regulatory bodies involved and their respective roles and jurisdictions.
-
Navigate the complexities of financial instruments used in securities credit.
-
Identify and manage the risks associated with securities credit.