SECURITIES FRAUD
This advanced law course delves into the complex world of securities fraud, exploring its various forms, legal frameworks, and enforcement mechanisms. Through a combination of lectures, case studies, and class discussions, students will gain a comprehensive understanding of the critical issues surrounding securities fraud, including insider trading, market manipulation, accounting fraud, Ponzi schemes, and emerging trends in the field. The course will also examine the role of regulatory bodies such as the SEC, DOJ, and FINRA, and consider the importance of compliance programs and best practices in preventing and detecting securities fraud.
Course Objectives:
By the end of the course, students will be able to:
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Understand the foundations of securities laws and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
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Identify and analyze various types of securities fraud, such as insider trading, market manipulation, accounting fraud, and Ponzi schemes.
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Examine the legal and regulatory frameworks governing securities fraud enforcement, including the role of key players like the SEC, DOJ, and FINRA.
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Analyze and discuss high-profile securities fraud cases, highlighting key legal issues, enforcement actions, and the implications of these cases.
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Assess the role of technology in securities fraud, both as a tool for perpetrating fraud and for detecting and preventing it.
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Understand the significance of corporate compliance programs and best practices in the prevention and detection of securities fraud.
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Evaluate emerging trends and challenges in securities fraud, including the impact of new technologies and cross-border enforcement issues.
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Develop critical thinking and analytical skills to evaluate securities fraud cases and contribute to informed discussions on the topic.