INVESTMENT MANAGEMENT & FIDUCIARY SERVICES
This course delves into the legal framework, principles, and practices governing the investment management and fiduciary services industry. Students will explore key regulatory and compliance requirements, fiduciary duties, and ethical standards, as well as examine the roles of various stakeholders, such as investment managers, custodians, and trustees. The course will also cover cutting-edge developments in the field, including evolving regulatory landscapes, emerging technologies, and their legal implications.
Course Objectives:
Upon successful completion of this course, students will be able to:
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Understand the legal principles and regulatory frameworks governing the investment management and fiduciary services industry.
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Analyze the fiduciary duties and ethical obligations of investment managers, custodians, and trustees.
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Evaluate the impact of current and emerging legal issues on the investment management and fiduciary services sector.
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Develop strategies to address regulatory compliance challenges in the industry.
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Demonstrate effective communication and critical thinking skills to analyze and resolve complex legal issues.