COMPLIANCE IN PRIVATE BANKING
Compliance in Private Banking is an advanced law course that delves deep into the regulatory frameworks, ethical considerations, and best practices relevant to private banking. With a focus on both U.S. and international law, this course offers a comprehensive analysis of critical compliance topics in the private banking sector. Through a combination of lectures, and case studies, students will gain a nuanced understanding of the compliance issues that private banks face, along with an appreciation of the legal instruments and processes designed to address them.
Course Objectives:
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To provide a comprehensive understanding of the regulatory landscape affecting private banking, both in the U.S. and internationally.
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To delve into the ethical considerations pertinent to private banking, including fiduciary duties and anti-money laundering efforts.
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To analyze the mechanisms used to enforce compliance, including penalties and other regulatory tools.