COMPLIANCE IN INVESTMENT BANKING
This advanced law course is designed for professionals, compliance officers, and students who wish to delve into the intricate and critical realm of compliance within the investment banking sector. The course aims to comprehensively cover the regulatory framework, key legal precedents, and current compliance challenges faced by investment banks. Students will gain deep insights into anti-money laundering protocols, fiduciary responsibilities, transactional due diligence, and the technology’s role in modern compliance.
Course Objectives
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Understand the key laws and regulations impacting investment banking.
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Gain insights into the structures and operations of a typical compliance department in an investment bank.
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Examine case studies that shaped the current legal framework in investment banking.
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Understand the role and use of technology in compliance.