COMPLIANCE IN ASSET MANAGEMENT
This advanced-level course provides a comprehensive examination of compliance issues that pertain to the field of asset management. Leveraging a blend of legal doctrine, practical case studies, and recent compliance frameworks, this course delves deep into regulations, ethical considerations, and the rapidly evolving compliance landscape within asset management. It aims to equip students with the specialized knowledge necessary to navigate this complex domain, while also instilling a comprehensive understanding of the multifaceted regulatory environment.
Course Objectives
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To acquaint students with the foundational regulatory frameworks governing asset management.
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To explore the ethical considerations unique to asset management.
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To evaluate the practical implications of compliance and non-compliance in asset management.
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To examine how technological advancements are affecting compliance requirements.
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To foster a deep understanding of the international considerations in asset management compliance.