CLEARING AND SETTLEMENT REGULATIONS
This course is designed for students, practitioners, and professionals interested in deepening their understanding of the regulations surrounding clearing and settlement in the financial markets. We will explore the conceptual foundations, statutory guidelines, and case laws relevant to the clearing and settlement processes. We will also delve into the roles and responsibilities of participants in these processes, both domestically and internationally, scrutinizing the implications of regulatory frameworks such as Dodd-Frank Wall Street Reform and Consumer Protection Act, European Market Infrastructure Regulation (EMIR), and others.
Course Objectives
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To understand the fundamental concepts behind clearing and settlement in the context of financial markets.
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To explore the regulations that govern these processes at both the national and international levels.
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To critically analyze the impact of these regulations on market participants and financial stability.
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To study the ongoing debates and proposed changes in clearing and settlement regulations.
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To appreciate the interplay between technology and regulations in the evolving landscape of clearing and settlement.
