BANK UNDERWRITING, DEALING AND BROKERAGE ACTIVITIES
This course provides a comprehensive analysis of legal aspects and regulatory frameworks surrounding bank underwriting, dealing, and brokerage activities. Students will gain a deep understanding of banking laws, regulations, principles, and practices, including the Securities Act, the Banking Act, and the Dodd-Frank Wall Street Reform and Consumer Protection Act. With a focus on the role of financial institutions in capital markets, the course combines theoretical studies with practical examples and case studies to elucidate complex concepts.
Course Objectives:
-
To provide an in-depth understanding of the laws and regulations that govern bank underwriting, dealing, and brokerage activities.
-
To understand the application of these laws and regulations in real-world scenarios.
-
To analyze the impact of these activities on the economy, businesses, and individuals.
-
To discuss contemporary challenges and issues in the field of bank underwriting, dealing, and brokerage activities.
-
To enable students to apply this knowledge in legal practice, policy-making, or research.