REGULATION OF FINANCIAL PLANNERS
REGULATION OF FINANCIAL PLANNERS This advanced law course delves into the intricate regulatory landscape governing financial planners. Students will gain...
REGULATION OF FINANCIAL PLANNERS This advanced law course delves into the intricate regulatory landscape governing financial planners. Students will gain...
REGULATION OF BROKER-DEALER This course delves into the complex world of broker-dealer regulation, exploring the legal and regulatory framework governing...
REGULATION “D” OFFERINGS This advanced law course focuses on Regulation D Offerings as a key instrument of private placement under...
PUBLIC FINANCE TRENDS & REGULATIONS This course delves into the complex world of public finance, focusing on the most recent...
PUBLIC & PRIVATE OFFERINGS OF SECURITIES This course is designed to provide students with an in-depth understanding of the laws,...
OTC DERIVATIVES REGULATION This course examines the regulation of over-the-counter (OTC) derivatives markets, focusing on the key principles, regulatory frameworks,...
MUTUAL FUND REGULATION & COMPLIANCE The course titled ‘Mutual Fund Regulation & Compliance’ offers a comprehensive exploration into the complex...
MORTGAGE-BACKED SECURITIES This advanced law course is designed to provide an in-depth understanding of the legal, regulatory, and transactional aspects...
LEGAL & CONDUCT RISK IN FINANCIAL MARKETS This course provides a comprehensive analysis of legal and conduct risks associated with...
LAW OF PRIVATE INVESTMENT FUNDS This course on the Law of Private Investment Funds provides students with an in-depth understanding...
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